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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-30 |
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Costa Mesa | CA | 11/2017 | 06/2021 |
| Jpmorgan Chase Bank | Costa Mesa | CA | 02/2016 | 06/2021 |
| Saks Fifth Avenue | Costa Mesa | CA | 06/2011 | 11/2016 |
| Penske Automotive Group | Santa Ana | CA | 06/2021 | 12/2021 |
| Wescom Credit Union | Tustin | CA | 05/2021 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 05/2025 |
| Wescom Financial Services | Tustin | CA | 01/2023 | Present |
| Lpl Financial Llc | Tustin | CA | 05/2025 | Present |
1. 05/15/2025-Wescom Credit Union-Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 05/09/2022- 160 Hours Per Month- 100 Hours During Trading 2. 05/15/2025-WESCOM WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/09/2022- 160 Hours Per Month- 100 Hours During Trading 3. 05/15/2025-PEDRO ARELLANO- Notary- INV Related- At Reported Business Location(s)- Start date 08/29/2022- 160 Hours Per Month- 100 Hours During Trading 4. 05/15/2025- Wescom Financial Services-DBA for LPL Business (entity for LPL business)- INV Related- Start date 05/16/2022- 160 Hours Per Month- 100 During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-12 |
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