Mary Catherine Giblin

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 10/2015 → 11/2017
  State Street Bank And Trust
  Jacksonville, FL
• 11/2024 → Present
  Magnolia Wealth Managment
  Hollister, FL
• 11/2017 → Present
  J.W. Cole Financial, Inc,
  Tampa, FL

Other Businesses

(1) DBA - Riverside Wealth Advisors, LLC; investment related; start date 11/2017 - Practice Manager; 1419 Reid Street Palatka, FL 32177; back of house filings, business operations; 160 hours per month, 143 hours per month during trading. (2) Insurance Agent; Investment related; Insurance Agent selling fixed insurance products; Best practice / ensure suitability; Start 2/7/2022; 10 hours/mo. during trading. (3) River City Taxes; Tax preparation; Not investment related; 266 Chesser Rd, Palatka, FL 32177; IRA Seasonal Filer; Start 10/20/24; 15 hours/month during trading. (4) Magnolia Wealth Management; Investment Related; PO Box 432, Hollister, FL 32147; Financial Services; General Partner; Manager; 11/2024; 0 hrs/mo during trading hrs; LLC used for tax purposes. (5) Board of Directors- Putnam County Chamber of Commerce; Not Investment Related; 1100 Reid St, Palatka, FL 32177; Community Improvement; Board of Directors; 1/2025; 1-3 hrs/mo during trading hrs; Meetings and volunteered time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-04

Other Names

• Katie Giblin