James Wayne Seratt

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 10/2019 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2019 → 09/2019
  United States Postal Service
  Glendale, AZ
• 08/2014 → 04/2018
  Grand Canyon University
  Phoenix, AZ
• 12/2017 → 06/2019
  Edward Jones
  Tempe, AZ
• 05/2014 → Present
  Serco Contracting Incorporated
  Glendale, AZ
• 01/2011 → Present
  Covenant International Church
  Glendale, AZ

Other Businesses

NAME OF BUSINESS: SERCO CONTRACTING INCORPORATED NON-INVESTMENT RELATED ADDRESS: GLENDALE, AZ NATURE OF BUSINESS: CONSTRUCTION POSITION: ADMINISTRATIVE ASSISTANT START DATE: 05/2014 APPROXIMATE HOURS PER MONTH: 2 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: GENERATING PROPOSALS, INVOICES, AND FACILITATING MEDIA MANAGEMENT NAME OF BUSINESS: COVENANT INTERNATIONAL CHURCH NON-INVESTMENT RELATED ADDRESS: GLENDALE, AZ NATURE OF BUSINESS: RELIGIOUS POSITION: ADMINISTRATIVE ASSISTANT START DATE: 01/2011 APPROXIMATE HOURS PER MONTH: 15 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: GENERAL OFFICE ASSISTANCE

Exams

• S66 Uniform Combined State Law Examination
  2022-12-09
• S63 Uniform Securities Agent State Law Examination
  2020-08-14

Other Names

• James Wayne Seratt
• James Seratt