Joshua Zingaro

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-04
CA	RA	APPROVED	2022-02-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Beverly Hills	CA	10/2018	Present
Hollywood Bowl	Hollywood	CA	09/2018	10/2018
T Rowe Price	Owings Mills	MD	10/2017	04/2018
Obsidian Financial Services	Columbia	MD	09/2017	11/2017
Cbs Television Distribution	Santa Monica	CA	05/2017	08/2017
Fallston Group Llc	Baltimore	MD	02/2017	05/2017
Unemployed	Sherman Oaks	CA	04/2018	08/2018
Loyola University Of Maryland	Baltimore	MD	08/2014	05/2018
Bank Of America, N.A.	Beverly Hills	CA	03/2023	Present

10/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA
09/2018 → 10/2018

Hollywood Bowl

Hollywood, CA
10/2017 → 04/2018

T Rowe Price

Owings Mills, MD
09/2017 → 11/2017

Obsidian Financial Services

Columbia, MD
05/2017 → 08/2017

Cbs Television Distribution

Santa Monica, CA
02/2017 → 05/2017

Fallston Group Llc

Baltimore, MD
04/2018 → 08/2018

Unemployed

Sherman Oaks, CA
08/2014 → 05/2018

Loyola University Of Maryland

Baltimore, MD
03/2023 → Present

Bank Of America, N.A.

Beverly Hills, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-10

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