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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
IA RA APPROVED 2022-11-17
  • TX RA
    APPROVED
    Since 2023-02-28
  • IA RA
    APPROVED
    Since 2022-11-17

Branch Locations

1401 E 7Th Street Po Box 266, Atlantic, IA 50022 • United States

1005 7Th St Ste 2, Harlan, IA 51537 • United States

Avoca, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clarinda Csd Clarinda IA 06/2015 06/2017
Mutual Of Omaha Omaha NE 11/2017 11/2017
Larry Wedemeyer Farms Anita IA 07/2017 10/2017
Ameriprise Financial Services, Inc. Atlantic IA 11/2017 03/2020
Ameriprise Financial Services, Llc Atlantic IA 03/2020 Present
  • 06/2015 → 06/2017
    Clarinda Csd
    Clarinda, IA
  • 11/2017 → 11/2017
    Mutual Of Omaha
    Omaha, NE
  • 07/2017 → 10/2017
    Larry Wedemeyer Farms
    Anita, IA
  • 11/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Atlantic, IA
  • 03/2020 → Present
    Atlantic, IA
Other Businesses

Real Estate Ownership; Single Family; 1137 Afton Ave, , Anita, IA, 50020; Not Investment-Related; 05/15/2023. Outside Employment; Fish 20; Financial Advisor; LLC to run the AMP practice; 1401 E 7th St, , Atlantic, IA, 50022; Investment-Related; 05/15/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
  • S66 Uniform Combined State Law Examination
    2022-10-31
Other Names
  • Brian Wedemeyer

View on SEC IAPD

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