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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
1401 E 7Th Street Po Box 266, Atlantic, IA 50022 • United States
222 Broadway St, Audubon, IA 50025-1102 • United States
Hamlin, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors Inc. | Chicago | IL | 08/1985 | 03/2020 |
| Ameriprise Financial Services, Llc | Sioux City | IA | 03/2020 | Present |
Business Ownership; wiges ranch; ; horse ranch; 1879 hwy 44 hhamlin iowa, ,; ; ; 20 to 39 hours per month; / Rush Hour LLC; manage real estate; rental real estate; 506 West 7th Street, , Atlantic, IA, 50022; Investment-Related; 01/14/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; western iowa expo; board member; denison iowa, ,; ; ; 1 to 9 hours per month; / Nebraska Rope Horse Association; President; 2833 N. CotnerLincoln, NE. 68507, ,; ; 03/19/2011; 1 to 9 hours per month; . Outside Employment; fish2o; employee - financial advisor; ; 1400 central ave, , fort dodge, IA, 50501; Investment-Related; 10/04/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-03 |
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