Jeffrey John Saplak

Current Employers

Employment History

• 12/2013 → Present
  Tri City Tax Llc
  North Royalton, OH
• 11/2013 → Present
  Thornburg Insurance
  Strongsville, OH
• 01/2016 → 02/2018
  Sii Investments, Inc.
  Parma, OH
• 02/2018 → Present
  Lpl Financial Llc
  North Royalton, OH
• 02/2018 → Present
  Ta-Check Financial
  North Royalton, OH

Previous Registrations

• 2017-12-07 → 2022-12-31
  Ta-Check Financial Ltd.
  North Royalton, OH
• 2016-05-04 → 2018-02-14
  Sii Investments, Inc.
  North Royalton, OH
  Parma, OH

Other Businesses

1.05/31/2018; TA-CHECK FINANCIAL; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 02/14/2018; 1hrs/mth; 0hrs during trading; I provide investment advisory services through TA-Check Financial, an independent investment advisor firm. I started this business activity in 02/14/2018. I expect to spend approximately [hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2.11/21/2018; Jeffrey Saplak; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 10/30/2018; 10hrs/mth; 0hrs during trading 3.11/27/2019; TRI CITY TAX; Tax Prep/Accounting/CPA; Investment Related; ; Start Date 01/01/1996; 120hrs/mth; 120hrs during trading 4.07/23/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name TRI CITY TAX & NVESTMENTS; Investment Related; at Reported Business Location(s); Start Date 01/01/2026; 100hrs/mth; 100hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-09-03