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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-16
CA RA APPROVED 2018-02-05
  • TX RA
    APPROVED_RES
    Since 2018-02-16
  • CA RA
    APPROVED
    Since 2018-02-05

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2017 Present
Synexus/Radiant Clinical Research Tempe AZ 01/2016 11/2017
Bank Of America, N.A. Chandler AZ 08/2020 Present
Other Businesses

I*126051 For profit or not for profit: For-Profit Organization Name of outside business organization: drunk monkey lapidary Investment related: N Address of business: Glendale, Arizona 85301 Nature of business: Family Business, Position, title, association: , Start date of relationship: 8/1/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Etsy store: My husband and I rock hound and sell minerals we find and my husband cuts and shapes rocks and sells them. I take pictures of the product and place them on line. I do this on the weekend.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-02
  • S66 Uniform Combined State Law Examination
    2018-02-02
Other Names
  • Stacey Schroeder
  • Stacey Joan Schroeder
  • Stacey Joan Somero
  • Stacey Somero

View on SEC IAPD

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