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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-16 |
| CA | RA | APPROVED | 2018-02-05 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 11/2017 | Present |
| Synexus/Radiant Clinical Research | Tempe | AZ | 01/2016 | 11/2017 |
| Bank Of America, N.A. | Chandler | AZ | 08/2020 | Present |
I*126051 For profit or not for profit: For-Profit Organization Name of outside business organization: drunk monkey lapidary Investment related: N Address of business: Glendale, Arizona 85301 Nature of business: Family Business, Position, title, association: , Start date of relationship: 8/1/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Etsy store: My husband and I rock hound and sell minerals we find and my husband cuts and shapes rocks and sells them. I take pictures of the product and place them on line. I do this on the weekend.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-02 |
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