Carlos Cruz

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 11/2017
  Imemories
  Scottsdale, AZ
• 01/2016 → 09/2016
  Self Employed
  Phoenix, AZ
• 12/2017 → 06/2025
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 04/2019 → 02/2021
  Self Employed
  Scottsdale, AZ
• 07/2025 → Present
  Morgan Stanley
  Oak Brook, IL

Other Businesses

*653579 - Rental property; Investment Related - Yes; phoenix, Arizona; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07-2025; During Business Hours: 0; After Business Hours: 2; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2025-08-25
• S63 Uniform Securities Agent State Law Examination
  2018-01-08

Other Names

• Carlos Cruz
• Carlos Alejandro Cruz