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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED | 2025-08-25 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Imemories | Scottsdale | AZ | 10/2016 | 11/2017 |
| Self Employed | Phoenix | AZ | 01/2016 | 09/2016 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 12/2017 | 06/2025 |
| Self Employed | Scottsdale | AZ | 04/2019 | 02/2021 |
| Morgan Stanley | Oak Brook | IL | 07/2025 | Present |
*653579 - Rental property; Investment Related - Yes; phoenix, Arizona; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07-2025; During Business Hours: 0; After Business Hours: 2; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-08 |
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