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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Light Energy Inc | Manteca | CA | 05/2012 | 11/2017 |
| The Investment Consulting Group | Modesto | CA | 11/2017 | Present |
| Lpl Financial | Modesto | CA | 11/2017 | Present |
4/26/2018 - NOTARY - 1% - MODESTO, CA 4/26/2018 - DBA FOR LPL BUSINESS - THE INVESTMENT CONSULTING GROUP - 99% - MODESTO, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-21 |
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