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Leigh Alexandra Higgins

Raymond James Financial Services Advisors, Inc

Oklahoma City, OK

CRD 6884841

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-03-05
  • OK RA
    APPROVED
    Since 2025-03-05

Branch Locations

4801 Gaillardia Pkwy Suite 200, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Oklahoma City OK 11/2017 06/2018
Midfirst Bank Oklahoma City OK 04/2014 10/2017
Mariner Wealth Oklahoma City OK 03/2018 09/2024
Unemployed Oklahoma City OK 10/2024 03/2025
Raymond James Financial Services Advisors, Inc. Oklahoma City OK 03/2025 Present
  • 11/2017 → 06/2018
    Mariner Wealth Advisors
    Oklahoma City, OK
  • 04/2014 → 10/2017
    Midfirst Bank
    Oklahoma City, OK
  • 03/2018 → 09/2024
    Mariner Wealth
    Oklahoma City, OK
  • 10/2024 → 03/2025
    Unemployed
    Oklahoma City, OK
  • 03/2025 → Present
    Oklahoma City, OK
Previous Registrations
  • 2018-03-12 → 2024-10-15
    Oklahoma City, OK
    Oklahoma City, OK
  • 2018-02-20 → 2018-07-03
    Mariner Wealth Advisors
    Oklahoma City, OK
Other Businesses

(1) Name of Business: Alpha Chi Omega Gamma Epsilon House Corp Address: 10309 Timber Valley Drive, Oklahoma City, OK, 73151, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 08/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare financial statements and review bank account activity. Three other officers receive bills and pay expenses and I reconcile the activity each month. Prepare budgets for each year and prepare budget for 10 year pro forma for capital projects. (2) Name of Business: Founded Wealth Planning Address: 4801 Gaillardia Pkwy Ste 200, Oklahoma City, OK, 73142-1866, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Planner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-20
  • S65 Uniform Investment Adviser Law Examination
    2018-02-20
Other Names
  • Leigh Alexandra Mason

View on SEC IAPD

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