Andrew Scott Coomes

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unionbanc Investment Services	Agoura Hills	CA	12/2017	05/2018
Bank Of America, N.A.	Agoura	CA	06/2018	05/2022
Unemployed	Westlake Village	CA	08/2022	11/2022
Fidelity Investments	Thousand Oaks	CA	05/2024	Present
Mufg Union Bank	Agoura Hills	CA	06/2016	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Agoura	CA	06/2018	05/2022
Duncan Newman Associates	Agoura Hills	CA	06/2022	08/2022
Edward Jones	St Louis	MO	11/2022	05/2024
Fidelity Investments	Boston	MA	03/2025	Present

12/2017 → 05/2018

Unionbanc Investment Services

Agoura Hills, CA
06/2018 → 05/2022

Bank Of America, N.A.

Agoura, CA
08/2022 → 11/2022

Unemployed

Westlake Village, CA
05/2024 → Present

Fidelity Investments

Thousand Oaks, CA
06/2016 → 05/2018

Mufg Union Bank

Agoura Hills, CA
06/2018 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Agoura, CA
06/2022 → 08/2022

Duncan Newman Associates

Agoura Hills, CA
11/2022 → 05/2024

Edward Jones

St Louis, MO
03/2025 → Present

Fidelity Investments

Boston, MA

2024-05-23 → 2025-03-31

Fidelity Personal And Workplace Advisors

Thousand Oaks, CA
2022-11-17 → 2024-05-10

Edward Jones

Westlake Village, CA

St Louis, MO

St Louis, MO

Westlake Village, CA

St. Louis, MO

Westlake Village, CA
2022-06-15 → 2022-07-27

Wells Fargo Advisors Financial Network, Llc

Agoura Hills, CA
2018-09-10 → 2022-05-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Agoura, CA

Westlake Village, CA

Westlake Village, CA

Moorpark, CA

Simi Valley, CA

Simi Valley, CA

Los Angeles, CA

Santa Clarita, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-07

Other Firms