Brian Robert Prichard

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2012 → Present
  44 North Financial Partners
  Portland, ME

Previous Registrations

• 2009-06-01 → 2012-08-01
  Morgan Stanley
  Portland, ME
  Kennebunk, ME
• 2006-02-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, ME
  Portland, ME

Other Businesses

1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2. 44 NORTH FINANCIAL PARTNERS, LLC; MEMBER; OPERATING COMPANY FOR SECURITIES, ADVISORY, AND INSURANCE BUSINESS; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 3. TRUSTEE; CORPORATE RETIREMENT PLAN; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 4. PRESIDENT OF PRICHARD LLC, ENTITY CREATED FOR RECEIVING ADVISORY FEES AND COMMISSIONS FROM SECURITIES BUSINESS; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 5. CO-OWNER, EL NIDO TRANQUILO S.A., AN ENTITY CREATED FOR THE PURPOSE OF MANAGING REAL ESTATE IN CANAS, PANAMA, AS OF 8/17/2022; 0% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH; INVESTMENT RELATED. 6. co-owner, Dogwatch Charters LLC; entity created for scenic water transportation and sightseeing; Located in Oahu, HI; as of 6/07/2025; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-06
• S63 Uniform Securities Agent State Law Examination
  1999-03-26