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Daniel Caraveo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-27
CA RA APPROVED 2021-08-25
  • TX RA
    APPROVED
    Since 2021-08-27
  • CA RA
    APPROVED
    Since 2021-08-25

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 07/2018 Present
Bank Of America, N.A. Austin TX 07/2018 Present
Charles Schwab El Paso TX 11/2017 07/2018
Era Sellers And Buyers Real Estate El Paso TX 06/2016 11/2017
  • 07/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Austin, TX
  • 07/2018 → Present
    Bank Of America, N.A.
    Austin, TX
  • 11/2017 → 07/2018
    Charles Schwab
    El Paso, TX
  • 06/2016 → 11/2017
    Era Sellers And Buyers Real Estate
    El Paso, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-27
  • S66 Uniform Combined State Law Examination
    2018-09-27
Other Names
  • Daniel Caraveo
  • Daniel Caraveo

View on SEC IAPD

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ANDREA MICHELLE MCLELLAND
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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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