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James Lee Pope

Advisor.INvestments

Baton Rouge, LA

CRD 3181641

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Employer firm

Advisor.iNvestments CRD 142202

$199M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars
  • EDUCATIONAL VIDEOS/ WEBINARS

From the firm’s Form ADV. Read the guides:

Current Employers
Advisor.INvestments

4870 Bluebonnet Blvd. Suite B, Baton Rouge, LA 70809 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2007-11-09
FL RA APPROVED 2007-06-18
AL RA APPROVED 2007-06-15
MS RA APPROVED 2007-06-15
TX RA APPROVED 2007-06-15
LA RA APPROVED 2006-11-13
  • NE RA
    APPROVED
    Since 2007-11-09
  • FL RA
    APPROVED
    Since 2007-06-18
  • AL RA
    APPROVED
    Since 2007-06-15
  • MS RA
    APPROVED
    Since 2007-06-15
  • TX RA
    APPROVED
    Since 2007-06-15
  • LA RA
    APPROVED
    Since 2006-11-13

Branch Locations

4870 Bluebonnet Blvd. Suite B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investment Strategies, Llc Baton Rouge LA 01/2005 Present
  • 01/2005 → Present
    Diversified Investment Strategies, Llc
    Baton Rouge, LA
Previous Registrations
  • 2004-04-22 → 2006-11-24
    Securities America Advisors, Inc.
    Baton Rouge, LA
Other Businesses

POPE FAMILY PROPERTIES, LLC-TIMBER/REAL ESTATE. MANAGING MEMBER SINCE 12/16/08. 10% OF TIME ON THIS BUSINESS. DO NOT RECEIVE COMPENSATION FROM THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2004-05-06
  • S65 Uniform Investment Adviser Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2004-05-06

View on SEC IAPD

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