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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-19
CO RA APPROVED 2018-05-18
  • TX RA
    APPROVED
    Since 2020-03-19
  • CO RA
    APPROVED
    Since 2018-05-18

Branch Locations

6312 S Fiddlers Green Circle Suite 520E, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Imi Precision Engineering Littleton CO 01/2014 11/2017
Stifel Financial Corp Greenwood Village CO 11/2017 Present
  • 01/2014 → 11/2017
    Imi Precision Engineering
    Littleton, CO
  • 11/2017 → Present
    Stifel Financial Corp
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-18
  • S66 Uniform Combined State Law Examination
    2018-05-18
Designations

View on SEC IAPD

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