Andrew James Dean

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 12/2020
  Horizons Financial Group
  Birmingham, AL
• 03/2013 → 04/2017
  The Ssi Group, Inc.
  Mobile, AL
• 03/2020 → Present
  Lpl Financial, Llc
  Birmingham, AL

Other Businesses

1. 01/15/2021 - HORIZONS FINANCIAL GROUP, INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ BIRMINGHAM, AL

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-03-06
• S65 Uniform Investment Adviser Law Examination
  2022-04-16