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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-16
VA RA APPROVED 2010-03-19
  • TX RA
    APPROVED_RES
    Since 2014-01-16
  • VA RA
    APPROVED
    Since 2010-03-19

Branch Locations

208 Golden Oak Ct, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner, & Smith, Ic. Norfolk VA 03/2010 Present
Bank Of America, N.A. Virginia Beach VA 08/2010 Present
  • 03/2010 → Present
    Merrill Lynch, Pierce, Fenner, & Smith, Ic.
    Norfolk, VA
  • 08/2010 → Present
    Bank Of America, N.A.
    Virginia Beach, VA
Previous Registrations
  • 2009-06-01 → 2010-04-14
    Virginia Beach, VA
  • 2006-02-21 → 2009-06-01
    Virginia Beach, VA
    New York, NY
  • 2001-04-25 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Virginia Beach, VA
Other Businesses

I*79381For profit or not for profit: Non-Profit OrganizationName of outside business organization: Elizabeth RIver ProjectInvestment related: NAddress of business: portsmouth, Virginia 23704Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 2/2/2015Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: board member on non for profit - general board activities and volunteering. officer role -secretaryI*2137277, Entity Type: Fiduciary, Name of OBA: LHG 2022 Continuation Trust, Address: new york, New York, 10014, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 23-Dec-2024, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:I*2137276, Entity Type: Fiduciary, Name of OBA: LHG 2022 GRAT, Address: new york, New York, 10014, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 23-Dec-2024, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3755272 Entity Type: N/A Name of OBA: MF Trust Address: new york, New York, 10014 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 03/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Cousin I*3755273 Entity Type: N/A Name of OBA: CAJ Trust Address: new york, New York, 10014 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 03/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Cousin

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-06
  • S66 Uniform Combined State Law Examination
    2000-03-06
Other Names
  • Joshua S Harris

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