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Current Employers
Mogul Wealth Management, Inc.

818 Manhattan Beach Boulevard Suite 200, Manhattan Beach, CA 90266 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

818 Manhattan Beach Boulevard Suite 200, Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T & I Express Inc Inglewood CA 07/1998 11/2017
Mogul Wealth Management Manhattan Beach CA 11/2017 07/2022
Cetera Advisor Networks Llc El Segundo CA 01/2018 06/2022
Mogul Wealth Management Inc. Manhattan Beach CA 07/2022 Present
Lpl Financial Llc Manhattan Beach CA 06/2022 03/2025
Private Client Services Manhattan Beach CA 05/2026 Present
  • 07/1998 → 11/2017
    T & I Express Inc
    Inglewood, CA
  • 11/2017 → 07/2022
    Mogul Wealth Management
    Manhattan Beach, CA
  • 01/2018 → 06/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2022 → Present
    Manhattan Beach, CA
  • 06/2022 → 03/2025
    Lpl Financial Llc
    Manhattan Beach, CA
  • 05/2026 → Present
    Private Client Services
    Manhattan Beach, CA
Other Businesses

1) Mogul Wealth Management; investment-related; 818 Manhattan Beach Blvd, Suite 200, Manhattan Beach, CA 90266; RIA; IAR; start date 04/2022; 10 hours per month; 10 hours per month during trading hours. 2) 181 MBB; investment-related; 818 Manhattan Beach Blvd, Suite 200, Manhattan Beach, CA 90266; part owner of office building I currently occupy; 0 hours per month. 3) Bread of Life Church; not investment-related; 2780 Lomita Blvd., Torrance, CA 90505; church; member, youth ministry; start date 10/2024; 10 hours per month; 0 hours per month during trading hours. 4) Clear Springs; investment-related; insurance marketing organization; insurance agent; 3 hours per month; 3 hours per month during trading hours. 5) South Bay LeTip; not investment-related; business referral networking group; membership chair; start date 05/2026; recruiting, screening and onboarding qualified new members and support; 7 hours per month; 5 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-12
  • S66 Uniform Combined State Law Examination
    2019-09-12
Other Names
  • Troy Ivan Broyles

View on SEC IAPD

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