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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-26 |
| OH | RA | APPROVED | 2022-10-28 |
Branch Locations
10801 Yankee St, Dayton, OH 45458 • United States
Waynesville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2017 | 10/2022 |
| Unisys | Bluebell | PA | 12/2013 | 09/2017 |
| Ameriprise Financial Services, Llc | Beavercreek | OH | 10/2022 | Present |
Real Estate Ownership; Single Family; 631 S River St, , Franklin, OH, 45005; Investment-Related; 09/29/2025 / Single Family; 1411 Lake Pointe Way , Apt 2 , Centerville, OH, 45459; Investment-Related; 03/20/2026. Independent Insurance Brokering; Mass Mutual; 12/01/2018; Fixed Annuity. Business Ownership; Flip Side Properties LLC; Owner; Real Estate; 7323 Foxdale Dr, , Waynesville, OH, 45068; Investment-Related; 11/14/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Rotary International District 6670; Assistant Governor; One Rotary Center, 1560 Sherman Ave., Evanston, IL, 60201; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Waynesville Revitalization Partnership; Board Member; 1400 Lytle Rd, , Waynesville, OH, 45068; Not Investment-Related; 06/15/2026; 1 to 9 hours per month; 0 during trading hours / Waynesville Chamber of Commerce; Board Member and Vice President; 10 North Main St., , Waynesville, OH, 45068; Not Investment-Related; 06/06/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Rotary Club of Springboro; President; PO Box , , Springboro, OH, 45066; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Book Publishing; I am preparing to publish a book or series of books. I do not have an official LLC for this but will in the near future. The book will be titled under the name Flipside Books - web address flipside-books.com domain. I will be publishing a new book in January or February of 2026 followed by several other books this year. Once I have an LLC setup, I will update with those details.; 7323 Foxdale Dr, , Waynesville, OH, 45068; Not Investment-Related; 01/30/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-17 |
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