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Stephen Scherer

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

CRD 6880052

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-11-16
  • MO RA
    APPROVED
    Since 2020-11-16

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 11/2017 10/2019
Aerotek St. Louis MO 06/2016 10/2017
Stifel Nicolaus & Co Inc St. Louis MO 03/2020 Present
Wells Fargo St. Louis MO 11/2019 03/2020
  • 11/2017 → 10/2019
    Td Ameritrade
    St. Louis, MO
  • 06/2016 → 10/2017
    Aerotek
    St. Louis, MO
  • 03/2020 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 11/2019 → 03/2020
    Wells Fargo
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-12
S63 Uniform Securities Agent State Law Examination 2018-05-03
  • S65 Uniform Investment Adviser Law Examination
    2020-11-12
  • S63 Uniform Securities Agent State Law Examination
    2018-05-03
Other Names
  • Stephen Michael Scherer

View on SEC IAPD

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