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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| FL | RA | APPROVED | 2021-06-17 |
Branch Locations
100 N Tampa St Floor 33, Tampa, FL 33602 • United States
1450 Brickell Ave Floor 33, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Miami | FL | 04/2021 | Present |
| Middleburg Communities | Vienna | VA | 09/2018 | 04/2021 |
| Self Employed | Washington | DC | 05/2017 | 09/2018 |
| Mpower Financing | Washington | DC | 08/2016 | 05/2017 |
| J.P. Morgan Securities Llc | Miami | FL | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-17 |
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