Randi Overby

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2023 → Present
  Equity Financial Services
  Kansas City, MO
• 12/2017 → 01/2023
  Edward Jones
  Kansas City, MO
• 01/2016 → 12/2017
  Kanning Orthodontics
  Kansas City, MO
• 07/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 07/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: EQUITY FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: BRANCH OPERATIONS MANAGER BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT AND CLIENT SERVICES FOR OUR BRANCH 2. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 12/2014 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 POSITION/TITLE/RELATIONSHIP: NOTARY BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES AS A PERSONAL SERVICE

Exams

• S66 Uniform Combined State Law Examination
  2024-10-14

Other Names

• Randi Lea Overby
• Randi Lea Field
• Randi Lea Wormington