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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-07-08 |
Branch Locations
3200 Ne 83Rd St Ste 215 , Kansas City, MO 64119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Financial Services | Kansas City | MO | 01/2023 | Present |
| Edward Jones | Kansas City | MO | 12/2017 | 01/2023 |
| Kanning Orthodontics | Kansas City | MO | 01/2016 | 12/2017 |
| Cetera Advisors Llc | St Cloud | MN | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2026 | Present |
1. NAME OF OTHER BUSINESS: EQUITY FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: BRANCH OPERATIONS MANAGER BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT AND CLIENT SERVICES FOR OUR BRANCH 2. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 12/2014 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 POSITION/TITLE/RELATIONSHIP: NOTARY BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES AS A PERSONAL SERVICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-14 |
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