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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-08
  • MO RA
    APPROVED
    Since 2026-07-08

Branch Locations

3200 Ne 83Rd St Ste 215 , Kansas City, MO 64119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Financial Services Kansas City MO 01/2023 Present
Edward Jones Kansas City MO 12/2017 01/2023
Kanning Orthodontics Kansas City MO 01/2016 12/2017
Cetera Advisors Llc St Cloud MN 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
  • 01/2023 → Present
    Equity Financial Services
    Kansas City, MO
  • 12/2017 → 01/2023
    Edward Jones
    Kansas City, MO
  • 01/2016 → 12/2017
    Kanning Orthodontics
    Kansas City, MO
  • 07/2024 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 07/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: EQUITY FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: BRANCH OPERATIONS MANAGER BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT AND CLIENT SERVICES FOR OUR BRANCH 2. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 12/2014 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 POSITION/TITLE/RELATIONSHIP: NOTARY BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES AS A PERSONAL SERVICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14
Other Names
  • Randi Lea Overby
  • Randi Lea Field
  • Randi Lea Wormington

View on SEC IAPD

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