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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-29
  • WA RA
    APPROVED
    Since 2026-05-29

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

8502 160Th Ave Ne, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Woodinville WA 11/2017 04/2022
Jp Morgan Chase Bank Lynnwood WA 01/2017 11/2017
Jp Morgan Chase Bank Lynnwood WA 01/2016 01/2017
Cafe Rio Lynnwood WA 12/2014 11/2019
Lpl Financial Llc Seattle WA 08/2022 11/2023
Ny Life Ny NY 05/2022 07/2022
Wells Fargo Clearing Services, Llc Kirkland WA 02/2026 Present
Wells Fargo Bank, Na Kirkland WA 02/2026 Present
Costco Wholesale Lake Stevens WA 11/2023 11/2023
Coastal Community Bank Monroe WA 12/2023 10/2025
Unemployed Lake Stevens WA 11/2025 12/2025
Harmony Animal Wellness Center Monroe WA 01/2026 02/2026
  • 11/2017 → 04/2022
    Jp Morgan Securities Llc
    Woodinville, WA
  • 01/2017 → 11/2017
    Jp Morgan Chase Bank
    Lynnwood, WA
  • 01/2016 → 01/2017
    Jp Morgan Chase Bank
    Lynnwood, WA
  • 12/2014 → 11/2019
    Cafe Rio
    Lynnwood, WA
  • 08/2022 → 11/2023
    Lpl Financial Llc
    Seattle, WA
  • 05/2022 → 07/2022
    Ny Life
    Ny, NY
  • 02/2026 → Present
    Kirkland, WA
  • 02/2026 → Present
    Wells Fargo Bank, Na
    Kirkland, WA
  • 11/2023 → 11/2023
    Costco Wholesale
    Lake Stevens, WA
  • 12/2023 → 10/2025
    Coastal Community Bank
    Monroe, WA
  • 11/2025 → 12/2025
    Unemployed
    Lake Stevens, WA
  • 01/2026 → 02/2026
    Harmony Animal Wellness Center
    Monroe, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-29
S63 Uniform Securities Agent State Law Examination 2026-04-03
  • S65 Uniform Investment Adviser Law Examination
    2026-05-29
  • S63 Uniform Securities Agent State Law Examination
    2026-04-03
Other Names
  • Ash Prasad
  • Ashwin Prasad
  • Ashwin Nathen Prasad

View on SEC IAPD

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