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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrde, Inc. | St Louis | MO | 11/2017 | 09/2019 |
| Quiktrip | O Fallon | MO | 04/2015 | 05/2018 |
| Mass Mutual Life Insurance Co | Chesterfield | MO | 11/2019 | 08/2020 |
| Mml Investors Services, Llc | Chesterfield | MO | 02/2020 | 08/2020 |
| Disys | St. Louis | MO | 03/2021 | Present |
| Wells Fargo Clearing Services | St. Louis | MO | 04/2021 | Present |
| Unemployed | O Fallon | MO | 09/2019 | 11/2019 |
| Everise | Chesterfield | MO | 08/2020 | 01/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-12 |
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