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John Richard Barnard

Wells Fargo Clearing Services, LLC

St. Louis, MO

Saint Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-12-19
  • MO RA
    APPROVED
    Since 2022-12-19

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 11/2017 09/2018
National Park Service St. Louis MO 06/2015 11/2017
Southern Illinois University Carbondale IL 08/2010 05/2017
Wells Fargo Clearing Services St. Louis MO 09/2018 Present
  • 11/2017 → 09/2018
    Td Ameritrade
    St. Louis, MO
  • 06/2015 → 11/2017
    National Park Service
    St. Louis, MO
  • 08/2010 → 05/2017
    Southern Illinois University
    Carbondale, IL
  • 09/2018 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-19
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S65 Uniform Investment Adviser Law Examination
    2022-12-19
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11
Other Names
  • John Richard Barnard
  • John Barnard

View on SEC IAPD

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