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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-01-24 |
| SD | RA | APPROVED | 2023-01-23 |
| WI | RA | APPROVED | 2023-01-18 |
| TX | RA | APPROVED | 2022-02-28 |
| MN | RA | APPROVED | 2022-02-08 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
219 Main St N, Stillwater, MN 55082 • United States
3508 Oakwood Mall Dr, Eau Claire, WI 54701 • United States
110 S Phillips Ave, Sioux Falls, SD 57104 • United States
51 Broadway N, Fargo, ND 58102 • United States
8300 Norman Center Dr, Bloomington, MN 55437 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 07/2016 | Present |
I own a two-family property - one unit is my primary residence, and the other unit is rented. business name: n/a; business is investment-related: no; business address: Minneapolis, MN 55410; nature of business: real estate - primary residence plus rental unit; position: owner; title, or relationship with business: property owner (resident of 5926, landlord of 5924); start date of relationship: 09/24/2020 (date of purchase); approximate number of hours/month devoted to the other business: 1; number of hours devoted to business during securities trading hours: 0; duties relating to business: rental unit maintenance as needed, maintain city rental licensure.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-07 |
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