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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-09-18 |
| TX | RA | APPROVED | 2018-09-18 |
Branch Locations
201 East Main Street, Lexington, KY 40507 • United States
3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Lexington | KY | 01/2016 | 09/2017 |
| Jjb Hilliard Wl Lyons Llc | Lexington | KY | 09/2017 | 07/2018 |
| J.P. Morgan Securities Llc | Lexington | KY | 09/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-09 |
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