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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-09-18
TX RA APPROVED 2018-09-18
  • KY RA
    APPROVED
    Since 2018-09-18
  • TX RA
    APPROVED
    Since 2018-09-18

Branch Locations

201 East Main Street, Lexington, KY 40507 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Lexington KY 01/2016 09/2017
Jjb Hilliard Wl Lyons Llc Lexington KY 09/2017 07/2018
J.P. Morgan Securities Llc Lexington KY 09/2018 Present
Jpmorgan Chase Bank, N.A. Lexington KY 09/2018 Present
  • 01/2016 → 09/2017
    Wells Fargo Advisors, Llc
    Lexington, KY
  • 09/2017 → 07/2018
    Jjb Hilliard Wl Lyons Llc
    Lexington, KY
  • 09/2018 → Present
    Lexington, KY
  • 09/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Lexington, KY
Previous Registrations
  • 2017-09-06 → 2018-07-16
    J.J.B. Hilliard, W.L. Lyons, Llc
    Lexington, KY
  • 2016-01-19 → 2017-09-07
    Lexington, KY
  • 2015-07-09 → 2016-01-13
    Osaic Fs, Inc.
    Lexington, KY
  • 2012-10-01 → 2015-07-07
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Danville, KY
    Nicholasville, KY
    Lexington, KY
  • 2006-06-22 → 2012-10-01
    Chase Investment Services Corp.
    Barboursville, WV
    Lexington, KY
    Lexington, KY
    Huntington, WV
    Lexington, KY
  • 2005-05-11 → 2006-06-19
    Banc One Securities Corporation
    Lexington, KY
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-10
S63 Uniform Securities Agent State Law Examination 2000-06-09
  • S66 Uniform Combined State Law Examination
    2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    2000-06-09
Other Names
  • Angela Hardy
  • Angela Jo Hardy
  • Angela Jo Corns
  • Angela Dement
  • Angela Jo Dement

View on SEC IAPD

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