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One State Street Suite 1700, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-25 |
| CT | RA | APPROVED | 2017-11-07 |
Branch Locations
One State Street Suite 1700, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Founders Capital Management | Hartford | CT | 07/2017 | Present |
| Northrop Grumman | Rancho Bernardo | CA | 07/2016 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-07 |
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