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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-12 |
| AZ | RA | APPROVED | 2021-12-10 |
Branch Locations
2425 E Camelback Rd Ste 1050, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 10/2017 | 01/2018 |
| Grand Canyon University | Phoenix | AZ | 01/2016 | 10/2017 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2018 | 07/2019 |
| Charles Schwab Bank | Phoenix | AZ | 06/2018 | 07/2019 |
| Randstad | Phoenix | AZ | 03/2018 | 06/2018 |
| Morgan Stanley | Phoenix | AZ | 08/2019 | 11/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2019 | 11/2020 |
| Corepath Wealth Partners Llc | Scottsdale | AZ | 12/2020 | 11/2021 |
| Corepath Insurance Services Llc | Scottsdale | AZ | 12/2020 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2021 | Present |
BROPHY MEN'S SOCCER, NOT INV RELATED, PHOENIX, AZ, GOALKEEPER COACH, START: 10/31/2022, 40 HRS/MONTH, 0 HRS DURING TRADING, COACHING SOCCER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-19 |
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