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Andrew Marvin Winter

Cetera Investment Advisers LLC

Saint Cloud, MN

Saint Cloud, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-12-07
  • MN RA
    APPROVED
    Since 2021-12-07

Branch Locations

400 1St Street South Suite 300, Saint Cloud, MN 56301 • United States

440 23Rd Ave N, Saint Cloud, MN 56303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 11/2017 Present
Best Buy Saint Cloud MN 10/2015 11/2017
Cetera Adviser Networks Llc El Segundo CA 07/2019 02/2021
Cetera Advisors Llc Denver CO 07/2019 02/2021
Summit Brokerage Services, Inc. Boca Raton FL 07/2019 02/2021
First Allied Securities, Inc. (Fasi) San Diego CA 07/2019 02/2021
Cetera Financial Specialists Llc Schaumburg IL 07/2019 02/2021
Cetera Investment Advisers Llc Saint Cloud MN 04/2021 Present
Cetera Wealth Services, Llc El Segundo CA 03/2022 Present
Cetera Advisors Llc Greenwood Village CO 03/2022 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2022 Present
First Allied Securities Inc San Diego CA 03/2022 09/2022
  • 11/2017 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2015 → 11/2017
    Best Buy
    Saint Cloud, MN
  • 07/2019 → 02/2021
    Cetera Adviser Networks Llc
    El Segundo, CA
  • 07/2019 → 02/2021
    Cetera Advisors Llc
    Denver, CO
  • 07/2019 → 02/2021
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 07/2019 → 02/2021
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 07/2019 → 02/2021
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2021 → Present
    Cetera Investment Advisers Llc
    Saint Cloud, MN
  • 03/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2022 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 03/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2022 → 09/2022
    First Allied Securities Inc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-13
  • S66 Uniform Combined State Law Examination
    2021-04-13

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
MIDWEST FINANCIAL PARTNERS
LPL ENTERPRISE, LLC

Other Investors

LAURA ANN HUMPHREY
Jameson Richard Barrett
Nolan James Lind
AARON MICHAEL ZIMMER
Matthew Joseph Siers
ANDREW SCOTT JACOBS
BRIAN ROBERT ZIMNY
Jennifer Lynn Thoennes

Other Offices

OSAIC WEALTH, INC. · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
GRANITE PARTNERS · ST. CLOUD, MN
RBC CAPITAL MARKETS, LLC · ST. CLOUD, MN
U.S. BANCORP ADVISORS, LLC · Saint Cloud, MN
STIFEL, NICOLAUS & COMPANY, INCORPORATED · ST. CLOUD, MN
LPL FINANCIAL LLC · SAINT CLOUD, MN
MIDWEST FINANCIAL PARTNERS · ST. CLOUD, MN

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