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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| MN | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
1411 W Saint Germain St Ste 250, Saint Cloud, MN 56301-4172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | St Cloud | MN | 01/2013 | 06/2024 |
| Securities America Advisors | St Cloud | MN | 10/2014 | 06/2024 |
| Osaic Wealth, Inc. | Saint Cloud | MN | 06/2024 | Present |
1. NOTARY PUBLIC POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/02/2014 ADDRESS: 1411 W St Germain Street, Suite 250, St. Cloud MN 56301 DESCRIPTION: Provide notary public authentication as deemed by the State of Minnesota. 2. DBA - Granite Financial 3. GRANITE FINANCIAL, LLC POSITION: Advisor NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 09/01/2014 ADDRESS: 1411 W St Germain Street, Ste 250, St. Cloud MN 56301 DESCRIPTION: This is the business entity that I utilize for payroll, business activities including: securities, insurance, financial advise.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-01 |
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