Laura Ann Humphrey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 06/2024
  Securities America Inc
  St Cloud, MN
• 10/2014 → 06/2024
  Securities America Advisors
  St Cloud, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Saint Cloud, MN

Previous Registrations

• 2014-10-24 → 2024-06-14
  Securities America Advisors, Inc.
  St Cloud, MN

Other Businesses

1. NOTARY PUBLIC POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/02/2014 ADDRESS: 1411 W St Germain Street, Suite 250, St. Cloud MN 56301 DESCRIPTION: Provide notary public authentication as deemed by the State of Minnesota. 2. DBA - Granite Financial 3. GRANITE FINANCIAL, LLC POSITION: Advisor NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 09/01/2014 ADDRESS: 1411 W St Germain Street, Ste 250, St. Cloud MN 56301 DESCRIPTION: This is the business entity that I utilize for payroll, business activities including: securities, insurance, financial advise.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-17
• S63 Uniform Securities Agent State Law Examination
  2014-07-01

Other Names

• Laurie Humphrey
• Laura Ann Hinds