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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-18
CO RA APPROVED 2023-08-30
TX RA APPROVED_RES 2023-08-30
  • CA RA
    APPROVED
    Since 2024-06-18
  • CO RA
    APPROVED
    Since 2023-08-30
  • TX RA
    APPROVED_RES
    Since 2023-08-30

Branch Locations

1201 Puerta Del Sol #334, San Clemente, CA 92673 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Highlands Ranch CO 01/2017 09/2017
Bullseye Pest Control Murrieta CA 02/2016 12/2016
World Financial Group, Inc. Greenwood Village CO 10/2017 08/2023
Transamerica Financial Advisors, Inc. Greenwood Village CO 10/2017 08/2023
Lpl Financial Llc Highlands Ranch CO 08/2023 Present
  • 01/2017 → 09/2017
    Student
    Highlands Ranch, CO
  • 02/2016 → 12/2016
    Bullseye Pest Control
    Murrieta, CA
  • 10/2017 → 08/2023
    World Financial Group, Inc.
    Greenwood Village, CO
  • 10/2017 → 08/2023
    Transamerica Financial Advisors, Inc.
    Greenwood Village, CO
  • 08/2023 → Present
    Highlands Ranch, CO
Previous Registrations
Other Businesses

1)08/23/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 2)08/23/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 3)08/23/2023 - ONE RESEARCH GROUP - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 4)08/23/2023 - Jenson Team LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 04/2023 5)08/23/2023 - Rainmaker Marketing LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Littleton, CO - Start: 02/2022

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-11-09
S65 Uniform Investment Adviser Law Examination 2017-10-02
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
  • S65 Uniform Investment Adviser Law Examination
    2017-10-02

View on SEC IAPD

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