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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-18 |
| CO | RA | APPROVED | 2023-08-30 |
| TX | RA | APPROVED_RES | 2023-08-30 |
Branch Locations
1201 Puerta Del Sol #334, San Clemente, CA 92673 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Highlands Ranch | CO | 01/2017 | 09/2017 |
| Bullseye Pest Control | Murrieta | CA | 02/2016 | 12/2016 |
| World Financial Group, Inc. | Greenwood Village | CO | 10/2017 | 08/2023 |
| Transamerica Financial Advisors, Inc. | Greenwood Village | CO | 10/2017 | 08/2023 |
| Lpl Financial Llc | Highlands Ranch | CO | 08/2023 | Present |
1)08/23/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 2)08/23/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 3)08/23/2023 - ONE RESEARCH GROUP - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 160 Hr/Mth 4)08/23/2023 - Jenson Team LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 04/2023 5)08/23/2023 - Rainmaker Marketing LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Littleton, CO - Start: 02/2022
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
| S65 | Uniform Investment Adviser Law Examination | 2017-10-02 |
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