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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-04-04 |
| TX | RA | APPROVED | 2022-04-04 |
Branch Locations
115 Wild Basin Road Suite 115, Austin, TX 78746 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steven Miura | Austin | TX | 08/2021 | 10/2021 |
| Risk Paradigm Group | Burlington | MA | 07/2016 | 08/2021 |
| Steven Miura | Austin | TX | 10/2021 | 03/2022 |
| Northwestern Mutual Investment Services Llc | Austin | TX | 10/2021 | 03/2022 |
| Herbert J. Sims Capital Management, Inc. | Austin | TX | 03/2022 | Present |
Benjamin Zimmer is an Asset Management Strategist for Herbert J. Sims Capital Management ("HJSCM"), a SEC registered investment advisor. He is responsible for overall proprietary portfolios and models and conducts due diligence on 3rd party managers. He joined HJSCM in April 2022 and spends approximately 45% of his time on HJSCM business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-14 |
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