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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-01-02
  • MN RA
    APPROVED
    Since 2020-01-02

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Minneapolis MN 10/2017 11/2019
Tcf National Bank Plymouth MN 08/2016 10/2017
Grandmasplace Inc Brooklyn Park MN 07/2012 12/2017
Rem Ramsey St. Paul MN 10/2013 02/2017
Rbc Capital Markets, Llc Minneapolis MN 12/2019 Present
  • 10/2017 → 11/2019
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 08/2016 → 10/2017
    Tcf National Bank
    Plymouth, MN
  • 07/2012 → 12/2017
    Grandmasplace Inc
    Brooklyn Park, MN
  • 10/2013 → 02/2017
    Rem Ramsey
    St. Paul, MN
  • 12/2019 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Nexstaff ADDRESS: 9600 37th Place N INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Healthcare staffing agency CAPACITY: Owner - Active START DATE: 03/01/23 DUTIES: All management duties HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Huldah Hiltsley Campaign ADDRESS: 4824 92nd Court, Brooklyn Park, MN 55443 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Minnesota House Representatives campaign CAPACITY: Other; Volunteer Position as Finance Director for the campaign. START DATE: 01/19/2024 DUTIES Monitoring donations and expenses and reporting data to the state finance board. HOURS DEVOTED PER MONTH: 1-2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-20
  • S66 Uniform Combined State Law Examination
    2018-01-20

View on SEC IAPD

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