Colin Ellis Cady

Employer firm

First Kentucky Securities Corporation CRD 7524

$566M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Security ratings or pricing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  First Kentucky Securities Corporation
  Louisville, KY
• 12/2015 → 11/2017
  Exterior Designs Landscape
  Crestwood, KY

Other Businesses

CECCO, LLC - POSITION: OWNER/OFFICER, START DATE: 10/2018, NON INVESTMENT RELATED, SINGLE MEMBER DISREGARDED ENTITY, PROVIDE HANDYMAN SERVICE, 30 HOURS PER MONTH WITH 0 HOURS DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-28
• S63 Uniform Securities Agent State Law Examination
  2021-11-29