Colin Ellis Cady

Current Employers

First Kentucky Securities Corporation

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2022-01-01

KY RA
APPROVED

Since 2022-01-01

Branch Locations

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Kentucky Securities Corporation	Louisville	KY	11/2017	Present
Exterior Designs Landscape	Crestwood	KY	12/2015	11/2017

11/2017 → Present

First Kentucky Securities Corporation

Louisville, KY
12/2015 → 11/2017

Exterior Designs Landscape

Crestwood, KY

Other Businesses

CECCO, LLC - POSITION: OWNER/OFFICER, START DATE: 10/2018, NON INVESTMENT RELATED, SINGLE MEMBER DISREGARDED ENTITY, PROVIDE HANDYMAN SERVICE, 30 HOURS PER MONTH WITH 0 HOURS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-28
S63	Uniform Securities Agent State Law Examination	2021-11-29

S65 Uniform Investment Adviser Law Examination

2021-12-28
S63 Uniform Securities Agent State Law Examination

2021-11-29

View on SEC IAPD

Current Employers

First Kentucky Securities Corporation

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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