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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-02
CA RA APPROVED 2019-02-20
  • TX RA
    APPROVED
    Since 2020-03-02
  • CA RA
    APPROVED
    Since 2019-02-20

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Sherman Oaks CA 10/2017 02/2019
Full-Time Student Northridge CA 01/2015 10/2017
Pruco Securities, Llc Sherman Oaks CA 08/2018 02/2019
Pruco Securities, Llc Sherman Oaks, CA 10/2017 08/2018
Morgan Stanley Beverly Hills CA 02/2019 Present
  • 10/2017 → 02/2019
    The Prudential Insurance Company Of America
    Sherman Oaks, CA
  • 01/2015 → 10/2017
    Full-Time Student
    Northridge, CA
  • 08/2018 → 02/2019
    Pruco Securities, Llc
    Sherman Oaks, CA
  • 10/2017 → 08/2018
    Pruco Securities, Llc
    Sherman Oaks,, CA
  • 02/2019 → Present
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2018-10-25
Other Names
  • Jennifer Carolina Perez

View on SEC IAPD

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