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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/1999 | Present |
| Northwestern Mutual Investment Services, Llc | San Francisco | CA | 11/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2010 | Present |
1. RESIDENTIAL RENTAL PROPERTY, INVESTMENT-RELATED, 2463 CLIFFSIDE COURT, ANN ARBOR, MI, 100% OWNER, START DATE 04/15/07, LESS THAN 1 HOUR PER MONTH, I HAVE HIRED AN AGENT TO MANAGE AND COLLECT RENT AND FIX ANY PROBLEMS. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3. 100% OWNER, WALTHER PROPERTIES LLC, 1603 INDIAN VALLEY RD, NOVATO, , CALIFORNIA, 94947, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE THE PROPERTY AND COLLECT RENT, INVESTMENT RELATED. 4. PWMG HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 7/17/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-07 |
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