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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-23 |
| CT | RA | APPROVED | 2018-09-21 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
Milford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Shelton | CT | 10/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 10/2017 | Present |
| Central Connecticut State University | New Britain | CT | 08/2013 | 05/2017 |
| General Nutrition Company | Wethersfield | CT | 08/2016 | 09/2017 |
NAME: MATTHEW HECKER INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START: 10/18/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-23 |
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