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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-26 |
| AZ | RA | APPROVED | 2021-09-08 |
| NC | RA | APPROVED | 2020-07-15 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Durham | NC | 10/2017 | 07/2020 |
| U.S. Army | Fort Bragg | NC | 03/1996 | 10/2017 |
| Bank Of America, N.A. | Durham | NC | 03/2018 | 07/2020 |
| Morgan Stanley Smith Barney Llc | Tucson | AZ | 07/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2020 | 11/2022 |
(1) Duke University; Not Investment Related; Durham, NC; Participant; Start 06-February-2020; 5 hours devoted quarterly; 5 during trading; Neuromodulatory Treatments for Pain Management in TBI research study. I will complete an interview and questionnaires about my physical and mental health, as well as sessions to measure brainwave activity. (2) 571361 - K2B LLC ; Investment Related; Tucson, AZ; Investment Property; Hospital/Healthcare; Partner, Officer; Start November 2023; During business hours: 1 ; After business hours: 0 ; Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-15 |
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