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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-10
  • AZ RA
    APPROVED
    Since 2025-07-10

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arizona State University Tempe AZ 08/2013 05/2017
M.S. Howells And Company Scottsdale AZ 08/2017 03/2020
Dynamic Wealth Advisors Phoenix AZ 04/2020 06/2025
Rbc Capital Markets, Llc Phoenix AZ 06/2025 Present
  • 08/2013 → 05/2017
    Arizona State University
    Tempe, AZ
  • 08/2017 → 03/2020
    M.S. Howells And Company
    Scottsdale, AZ
  • 04/2020 → 06/2025
    Dynamic Wealth Advisors
    Phoenix, AZ
  • 06/2025 → Present
    Phoenix, AZ
Previous Registrations
  • 2024-05-21 → 2025-07-02
    Phoenix, AZ
Other Businesses

(1) NAME OF ENTITY: Lucas Felbel Sole Proprietorship ADDRESS: 3060 W Ironwood Cir Chandler AZ 85226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 23/04/2025 CAPACITY: Owner, Sole Proprietor DUTIES: Oversee management company responsible for management and upkeep of the rental property. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: HP55 Holdings LLC ADDRESS: 3060 W Ironwood Cir Chandler ARIZONA 85226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 12, 2026 CAPACITY: Owner, Sole Proprietor DUTIES: LLC that owns existing disclosed rental property, formally sole proprietorship. LLC established for liability and personal asset protection purposes, and is a pass-through entity for the purposes of taxation. HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-17
S65 Uniform Investment Adviser Law Examination 2024-04-29
S66 Uniform Combined State Law Examination 2017-12-06
  • S63 Uniform Securities Agent State Law Examination
    2025-07-17
  • S65 Uniform Investment Adviser Law Examination
    2024-04-29
  • S66 Uniform Combined State Law Examination
    2017-12-06
Designations
Other Names
  • Lucas Felbel

View on SEC IAPD

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