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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-10 |
Branch Locations
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona State University | Tempe | AZ | 08/2013 | 05/2017 |
| M.S. Howells And Company | Scottsdale | AZ | 08/2017 | 03/2020 |
| Dynamic Wealth Advisors | Phoenix | AZ | 04/2020 | 06/2025 |
| Rbc Capital Markets, Llc | Phoenix | AZ | 06/2025 | Present |
(1) NAME OF ENTITY: Lucas Felbel Sole Proprietorship ADDRESS: 3060 W Ironwood Cir Chandler AZ 85226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 23/04/2025 CAPACITY: Owner, Sole Proprietor DUTIES: Oversee management company responsible for management and upkeep of the rental property. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: HP55 Holdings LLC ADDRESS: 3060 W Ironwood Cir Chandler ARIZONA 85226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Apr 12, 2026 CAPACITY: Owner, Sole Proprietor DUTIES: LLC that owns existing disclosed rental property, formally sole proprietorship. LLC established for liability and personal asset protection purposes, and is a pass-through entity for the purposes of taxation. HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-17 |
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S66 | Uniform Combined State Law Examination | 2017-12-06 |
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