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134 W State Street Suite 200, Traverse City, MI 49684 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-02 |
Branch Locations
134 W State Street Suite 200, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2018 | 12/2023 |
| Huntington National Bank | Traverse City | MI | 12/2013 | 06/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2018 | 12/2023 |
| Spwm Advisors Llc | Traverse City | MI | 01/2024 | Present |
1) 134 W STATE ST, STE 200 LLC, 134 W STATE ST, STE 200, TRAVERSE CITY, MI, 11/2018. MEMBER/OWNER, COMMERCIAL REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) LRG FINANCIAL INC, 134 W STATE ST, STE 200, TRAVERSE CITY, MI, 11/2018, PRESIDENT, DBA, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) STONEPATH WEALTH MANAGEMENT, 1550 N MILFORD RD, STE 102B, MILFORD, MI, 06/2018, Investment Advisor Representative, Using a Trade Name/dba, NIR, 0 HR/MO, 0 HR/MO TRADING. 4) BIG H TRANSPORTATION, 134 W STATE ST, STE 200, TRAVERSE CITY, MI, 10/2018, OWNER, TRANSPORTATION, NIR, 1 HR/YR, 0 HR/YR TRADING. 5) 1550 N MILFORD RD LLC, 1550 N MILFORD RD, MILFORD, MI, 10/2021, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 6) SPWM INSURANCE AGENCY LLC, 134 W STATE ST, STE 200, TRAVERSE CITY, MI, 06/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO, 10 HR/MO TRADING. 7) DELTA 2, LLC, 2640 AERO PARK DR, TRAVERSE CITY, MI, 02/2022, OWNER, COMMERCIAL REAL STTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 8) WOODLAND OFFICE CENTER ASSOCIATION, 1550 N MILFORD RD, MILFORD, MI, 08/2023, BOARD MEMBER, NIR, 1 HR/MO, 0 HR/MO TRADING. 9) HBG ACRES LLC; 134 W STATE ST, STE 200, TRAVERSE CITY, MI 49684; 3/2025; MEMBER; 1 HR/MO; 0 HR/MO TRADING. 10) GRAND TRAVERSE GETAWAY LLC, 134 W STATE ST, TRAVERSE CITY, MI, 11/2018, OWNER, REAL ESTATE RENTAL, NIR, 1 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-26 |
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