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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-19 |
Branch Locations
4810 Spicewood Springs Road Suite 100, Austin, TX 78759 • United States
4810 Spicewood Springs Road, Suite 100, Austin, TX 78759 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 10/2017 | 02/2018 |
| North Star Consultants Of Tx | Austin | TX | 10/2017 | 02/2018 |
| Securian Financial Services Inc | St Paul | MN | 02/2018 | 02/2020 |
| Minnesota Life Insurance Co | St Paul | MN | 02/2018 | 02/2020 |
| North Star Counsultants Of Tx | Austin | TX | 10/2017 | 02/2019 |
| Unemployed | Leander | TX | 08/2017 | 10/2017 |
| Austin Junior Volleyball Sports Center | Cedar Park | TX | 06/2017 | 08/2017 |
| Saint Edwards University | Austin | TX | 08/2013 | 05/2017 |
| North Star Consultants Of Texas | Austin | TX | 02/2019 | 02/2020 |
| Fort Wealth Management, Llc | Austin | TX | 03/2020 | 02/2021 |
| Fsc Securities Corporation | Austin | TX | 10/2021 | 11/2023 |
| Aspiriant Llc | Austin | TX | 05/2021 | 10/2021 |
| Unemployed | Austin | TX | 02/2021 | 05/2021 |
| Osaic Wealth, Inc. | Austin | TX | 11/2023 | 02/2026 |
| Lpl Financial Llc | Austin | TX | 02/2026 | Present |
1. 02/2026 - Austin National Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 2/18/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-03 |
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