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Sandra Kay Brown

Gradient Advisors, LLC

Peru, IL

Arden Hills, MN

Joliet, IL

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Current Employers
Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-14
IL RA APPROVED 2020-10-21
  • TX RA
    APPROVED
    Since 2022-01-14
  • IL RA
    APPROVED
    Since 2020-10-21

Branch Locations

910 Shooting Park Road, Peru, IL 61354 • United States

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

1000 Essington Rd, Joliet, IL 60435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Giles Insurance Germantown Hills IL 10/2015 10/2017
Senior Watchdog, Inc. Lasalle IL 10/2017 Present
Brokers Financial Urbandale IA 01/2018 11/2018
Ae Wealth Management, Llc Topeka KS 06/2020 10/2020
Gradient Advisors, Llc Arden Hills MN 10/2020 Present
  • 10/2015 → 10/2017
    Giles Insurance
    Germantown Hills, IL
  • 10/2017 → Present
    Senior Watchdog, Inc.
    Lasalle, IL
  • 01/2018 → 11/2018
    Brokers Financial
    Urbandale, IA
  • 06/2020 → 10/2020
    Ae Wealth Management, Llc
    Topeka, KS
  • 10/2020 → Present
    Gradient Advisors, Llc
    Arden Hills, MN
Previous Registrations
Other Businesses

1. DBA - Sandra Brown | Investment Related | 910 Shooting Park Road, Peru, IL 61354 & 1000 Essington Rd Joliet, IL, 60435 | Advisory | Owner | Investment Advisor Representative |10/2020 | 20hrs/mo | 20hrs/mo during trading | Advisory services 2. SENIOR WATCHDOG, INC.| Investment Related | 910 Shooting Park Road, Peru, IL 61354 & 1000 Essington Rd Joliet, IL, 60435 | INSURANCE SALES | Agent |10/2017 | APPROX 140 HRS/MONTH |APPROX 140 HRS/MONTH DURING TRADING | INSURANCE SALES AND SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-10
  • S65 Uniform Investment Adviser Law Examination
    2017-10-10
Other Names
  • Sandra Kay Lemmer
  • Sandra Kay Begly
  • Sandra Brown

View on SEC IAPD

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Other Investors

RICHARD A MAY
DALE RICHARD TIEMAN
LARRY JOSEPH CRISS
Brian Dean Sellett
JAMES LOUIS SPELICH
KATHLEEN A WAYLAND
EDYTHE ANDERSON FINDLAY
Patrick J Sullivan

Other Offices

CETERA INVESTMENT ADVISERS LLC · PERU, IL
OSAIC WEALTH, INC. · PERU, IL
AMERIPRISE FINANCIAL SERVICES, LLC · PERU, IL
EDWARD JONES · PERU, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PERU, IL
PRINCIPAL SECURITIES, INC. · LA SALLE, IL
EDWARD JONES · LA SALLE, IL
OSAIC WEALTH, INC. · LA SALLE, IL

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