Sandra Kay Brown

Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2017
  Giles Insurance
  Germantown Hills, IL
• 10/2017 → Present
  Senior Watchdog, Inc.
  Lasalle, IL
• 01/2018 → 11/2018
  Brokers Financial
  Urbandale, IA
• 06/2020 → 10/2020
  Ae Wealth Management, Llc
  Topeka, KS
• 10/2020 → Present
  Gradient Advisors, Llc
  Arden Hills, MN

Previous Registrations

• 2020-06-10 → 2020-10-23
  Ae Wealth Management, Llc
  Lasalle, IL
• 2018-01-02 → 2018-11-16
  Integrity Alliance, Llc.
  Lasalle, IL
  Urbandale, IA

Other Businesses

1. DBA - Sandra Brown | Investment Related | 910 Shooting Park Road, Peru, IL 61354 & 1000 Essington Rd Joliet, IL, 60435 | Advisory | Owner | Investment Advisor Representative |10/2020 | 20hrs/mo | 20hrs/mo during trading | Advisory services 2. SENIOR WATCHDOG, INC.| Investment Related | 910 Shooting Park Road, Peru, IL 61354 & 1000 Essington Rd Joliet, IL, 60435 | INSURANCE SALES | Agent |10/2017 | APPROX 140 HRS/MONTH |APPROX 140 HRS/MONTH DURING TRADING | INSURANCE SALES AND SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-10

Other Names

• Sandra Kay Lemmer
• Sandra Kay Begly
• Sandra Brown