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Dale Richard Tieman

Osaic Wealth, Inc.

Peru, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01

Branch Locations

1730 4Th Street, Peru, IL 61354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Peru IL 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    Peru, IL
Previous Registrations
  • 2017-11-01 → 2023-09-01
    Osaic Services, Inc.
    Peru, IL
Other Businesses

1) PFSB FINANCIAL SERVICES; YES; 1730 FOURTH STREET PERU, IL 61354; INSURANCE; AGENT; 4/2/2001; 10;1; SALES OF LIFE AND HEALTH INSURANCE AS NEEDED FOR MY CLIENTS. 2) PERU FEDERAL SAVINGS BANK POSITION: Other - Executive Vice President/COO/Inside Director NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 04/02/2001 ADDRESS: 1730 Fourth Street Peru, IL 61354, Peru IL 61354, United States DESCRIPTION: Oversee and mange the bank facilities, deposit operations and attend board meetings 3) ILLINOIS VALLEY REGIONAL FIRE TRAINING ASSOCIATION POSITION: Board Member NATURE: 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1227 5th Street, La Salle IL 61301, United States DESCRIPTION: Meet monthly to approve any bills and review the progress of the assembly of the new training facility for the La Salle and PEru Fire Departments 4) HORIZON HOUSE OF ILLINOIS VALLEY POSITION: Board Member NATURE: Non-Profit No OF HOURS: 0 SECURITIES TRADING HOURS:0 START DATE: 05/01/2020 ADDRESS: Peru, IL DESCRIPTION OF DUTIES: Member of the board of directors. Horizon House is non-for-profit for handicapped individuals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-27
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S66 Uniform Combined State Law Examination
    2017-10-27
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13

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