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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Peru | IL | 09/2023 | Present |
1) PFSB FINANCIAL SERVICES; YES; 1730 FOURTH STREET PERU, IL 61354; INSURANCE; AGENT; 4/2/2001; 10;1; SALES OF LIFE AND HEALTH INSURANCE AS NEEDED FOR MY CLIENTS. 2) PERU FEDERAL SAVINGS BANK POSITION: Other - Executive Vice President/COO/Inside Director NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 04/02/2001 ADDRESS: 1730 Fourth Street Peru, IL 61354, Peru IL 61354, United States DESCRIPTION: Oversee and mange the bank facilities, deposit operations and attend board meetings 3) ILLINOIS VALLEY REGIONAL FIRE TRAINING ASSOCIATION POSITION: Board Member NATURE: 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1227 5th Street, La Salle IL 61301, United States DESCRIPTION: Meet monthly to approve any bills and review the progress of the assembly of the new training facility for the La Salle and PEru Fire Departments 4) HORIZON HOUSE OF ILLINOIS VALLEY POSITION: Board Member NATURE: Non-Profit No OF HOURS: 0 SECURITIES TRADING HOURS:0 START DATE: 05/01/2020 ADDRESS: Peru, IL DESCRIPTION OF DUTIES: Member of the board of directors. Horizon House is non-for-profit for handicapped individuals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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