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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-22 |
Branch Locations
30 East 7Th Street Suite 260, St. Paul, MN 55101 • United States
15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Apple Valley | MN | 03/2016 | 06/2017 |
| Tcf Bank | Apple Valley | MN | 07/2017 | 10/2019 |
| Hilltop Securities Inc. | Dallas | TX | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-21 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-15 |
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