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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-22
  • MN RA
    APPROVED
    Since 2024-08-22

Branch Locations

30 East 7Th Street Suite 260, St. Paul, MN 55101 • United States

15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Apple Valley MN 03/2016 06/2017
Tcf Bank Apple Valley MN 07/2017 10/2019
Hilltop Securities Inc. Dallas TX 11/2019 Present
  • 03/2016 → 06/2017
    Unemployed
    Apple Valley, MN
  • 07/2017 → 10/2019
    Tcf Bank
    Apple Valley, MN
  • 11/2019 → Present
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-21
S65 Uniform Investment Adviser Law Examination 2001-05-24
S63 Uniform Securities Agent State Law Examination 1999-02-15
  • S66 Uniform Combined State Law Examination
    2024-08-21
  • S65 Uniform Investment Adviser Law Examination
    2001-05-24
  • S63 Uniform Securities Agent State Law Examination
    1999-02-15
Other Names
  • Mac Binn

View on SEC IAPD

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