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James Daniel Halloran

Edelman Financial Engines

Phoenix, AZ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-20
AZ RA APPROVED 2018-01-12
  • TX RA
    APPROVED_RES
    Since 2020-03-20
  • AZ RA
    APPROVED
    Since 2018-01-12

Branch Locations

4742 N. 24Th St Suite 400, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Phoenix AZ 09/2017 09/2021
Historic Brewing Co Flagstaff AZ 06/2015 08/2017
Arizona Snowbowl Flagstaff AZ 12/2014 04/2017
Financial Engines Advisors L.L.C. Santa Clara CA 09/2021 04/2022
Financial Engines Advisors L.L.C. Santa Clara CA 04/2022 Present
  • 09/2017 → 09/2021
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 06/2015 → 08/2017
    Historic Brewing Co
    Flagstaff, AZ
  • 12/2014 → 04/2017
    Arizona Snowbowl
    Flagstaff, AZ
  • 09/2021 → 04/2022
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 04/2022 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-20
  • S65 Uniform Investment Adviser Law Examination
    2017-12-20
Other Names
  • Jimmy Daniel Halloran
  • James D Halloran

View on SEC IAPD

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