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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-09-11
  • WA RA
    APPROVED
    Since 2023-09-11

Branch Locations

617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Seattle WA 10/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 05/2023 Present
Debra Glazer Seattle WA 11/2009 10/2017
Hallie Spies Seattle WA 04/2014 08/2017
Other Businesses

Name: Rental property Position: Homeowner Nature: Rental property. Investment Related: Yes Hours: 1Securities Trading Hours: 0Start Date: 02/01/2022 Address: Home Address, Seattle WA 98115, United States Description: I purchased my home in January 2022. The property has two units. I live in one and rent the other.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-11
  • S66 Uniform Combined State Law Examination
    2023-09-11

View on SEC IAPD

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