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Mark Joseph Serio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palos Hills, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-02-13
TX RA APPROVED 2018-02-13
  • IL RA
    APPROVED
    Since 2018-02-13
  • TX RA
    APPROVED
    Since 2018-02-13

Branch Locations

10260 S Roberts Rd, Palos Hills, IL 60465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 10/2017 Present
Joe's Italian Villa Inc. Palos Heights IL 11/2005 Present
Midwest Equity Mortgage Oak Brook IL 08/2016 01/2017
Bank Of America, N.A. Rolling Meadows IL 06/2019 Present
  • 10/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 11/2005 → Present
    Joe's Italian Villa Inc.
    Palos Heights, IL
  • 08/2016 → 01/2017
    Midwest Equity Mortgage
    Oak Brook, IL
  • 06/2019 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-12
  • S66 Uniform Combined State Law Examination
    2018-02-12
Other Names
  • Mark Serio

View on SEC IAPD

Other Firms

EDWARD JONES
GIBBS WEALTH MANAGEMENT, LLC
HARVEST INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CORRELL CO. INVESTMENT SERVICES CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Juan Javier Rangel
Jennifer Ann Adams
Scott W. Johnson
MCGARRY P MURRAY
Robert Kennedy Thompson
MARK RUSSELL TRENNERT
MELODY NICOLE CORRELL
PATRICK T. CHRISTENSEN

Other Offices

EDWARD JONES · PALOS HILLS, IL
GIBBS WEALTH MANAGEMENT, LLC · Palos Hills, IL
HARVEST INVESTMENT SERVICES, LLC · Palos Hills, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Palos Hills, IL
CORRELL CO. INVESTMENT SERVICES CORP. · HICKORY HILLS, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PALOS HILLS, IL
J.P. MORGAN SECURITIES LLC · HICKORY HILLS, IL
CETERA INVESTMENT ADVISERS LLC · HICKORY HILLS, IL

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