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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-24
IL RA APPROVED 2025-01-04
  • TX RA
    APPROVED
    Since 2025-02-24
  • IL RA
    APPROVED
    Since 2025-01-04

Branch Locations

10260 S Roberts Rd, Palos Hills, IL 60465 • United States

3350 W Diversey Ave, Chicago, IL 60647 • United States

6551 W 95Th St, Chicago Ridge, IL 60415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago Ridge IL 10/2024 Present
Bank Of America Chicago IL 11/2018 08/2024
Chicago Marketing Inc Downers Grove IL 07/2018 08/2018
Chicago Five-O Chicago IL 01/2018 07/2018
Monterrey Security Chicago IL 01/2017 01/2018
Mcdonalds Chicago IL 04/2016 10/2016
Unemployed Chicago IL 11/2016 12/2016
Unemployed Chicago IL 09/2018 11/2018
Bank Of America, N.A. Chicago Ridge IL 11/2024 Present
  • 10/2024 → Present
    Chicago Ridge, IL
  • 11/2018 → 08/2024
    Bank Of America
    Chicago, IL
  • 07/2018 → 08/2018
    Chicago Marketing Inc
    Downers Grove, IL
  • 01/2018 → 07/2018
    Chicago Five-O
    Chicago, IL
  • 01/2017 → 01/2018
    Monterrey Security
    Chicago, IL
  • 04/2016 → 10/2016
    Mcdonalds
    Chicago, IL
  • 11/2016 → 12/2016
    Unemployed
    Chicago, IL
  • 09/2018 → 11/2018
    Unemployed
    Chicago, IL
  • 11/2024 → Present
    Bank Of America, N.A.
    Chicago Ridge, IL
Other Businesses

I*2575278, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: uber eats, Address: san francisco, California, 94158, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 06/25/2025, No Hours: 9 Monthly, No Hours during Trading: 0 Monthly, Duties: Deliver the food I*2575290, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: doordash, Address: san fransico , California, 94107, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 06/25/2025, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: Deliver the food

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03
Other Names
  • Juan Javier Rangel

View on SEC IAPD

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